Chevy Chase Trust is a privately owned investment think tank offering independent and highly personalized financial advice and planning for individuals, families and institutions. Located just outside of Washington D.C. in Bethesda, the firm specializes in unique thematic investment research and asset management. With almost ninety financial professionals averaging twenty years of experience, Chevy Chase Trust offers clients direct access to decision-makers and is built to put clients and client success over everything else.
Chevy Chase Trust is looking for a Junior Compliance Officer to join their team to provide support to the Chief Compliance Officer in the administration of compliance and legal functions for both Chevy Chase Trust and ASB Capital Management. This position requires a high degree of self-initiative and ownership of results.
The Junior Compliance Officer’s primary responsibility will be to assist the Chief Compliance Officer in the oversight of each firm’s corporate compliance program, to insure that each firm (and its respective employees) is in compliance with the rules and regulations of regulatory agencies, company policies and procedures and firm-wide standards of conduct. Specifically, the Junior Compliance Officer will be responsible for:
JOB REQUIREMENTS (SKILLS / ABILITIES):
At least one to three years of relevant experience required, no more than 5 years of experience preferred.
EDUCATION / LICENSES / CERTIFICATIONS:
Bachelor’s Degree required.
Expected to complete relevant industry training.
Equal Opportunity Employer/Veterans/Disabled